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Capital Market Veteran On The New Rules Of Institutional Execution

MediaMarch 11, 2026

Capital Market Veteran On The New Rules Of Institutional Execution

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©️ Digital Asset Settlement Network, LLC (d/b/a Lynq). Lynq is not a registered broker-dealer, funding portal, underwriter, investment bank, investment adviser or investment manager, and is not providing brokerage, investment banking or underwriting services, recommendations or investment advice to any person. Lynq’s platform is operated by tZERO Securities, LLC, a broker-dealer registered with the SEC and a member of FINRA and SIPC. More information about tZERO Securities may be found at https://brokercheck.finra.org/. All digital asset securities are custodied by tZERO Digital Asset Securities, LLC, a special purpose broker-dealer registered with the SEC and a member of FINRA and SIPC. tZERO Digital Asset Securities, LLC operates in accordance with the SEC's statement, dated December 23, 2020, regarding the Custody of Digital Asset Securities by Special Purpose Broker-Dealers. Digital asset securities may not be "securities" as defined under the Securities Investor Protection Act (SIPA)-and in particular, digital asset securities that are "investment contracts" under the Howey test but are not registered with the Securities and Exchange Commission are excluded from SIPA's definition of "securities"-and thus the protections afforded to securities customers under SIPA may not apply. More information about tZERO Digital Asset Securities may be found at https://brokercheck.finra.org/. All brokerage services are subject to each of tZERO Securities, LLC’s and tZERO Digital Asset Securities, LLC’s customer agreement, privacy policy and other disclosures, available here.

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